Canadian regulators propose modernized rules for mutual funds: ETFs, money ... - Lexology (registration)
Thu, 29 Jul 2010 16:37:45 GMT+00:00
Lexology (registration) A money market fund would be restricted from using specified derivatives or engaging in short selling . New rules recently adopted by the United States ... SEC's proposed mutual fund sales fee reforms cnbc

Grains Gapped Higher; Stayed Firm into Close - AgWeb (blog)
Fri, 30 Jul 2010 21:52:38 GMT+00:00
AgWeb (blog) If you are inclined to get short this type of a market is an excellent time to be a buyer of puts rather than a seller of cash or short futures because it ...

Singapore Exchange outlines new short selling reporting proposals - GSL.tv
Mon, 26 Jul 2010 16:45:12 GMT+00:00
reporting proposals GSL.tv SGX said in a statement: Timely short selling information provides greater disclosure and contributes to enhanced accountability. ...

Form 8.3 - Netcall plc - MarketWatch
Wed, 28 Jul 2010 15:51:40 GMT+00:00
MarketWatch positions of the person making the disclosure (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure ...

New FSA suspension powers - Money Marketing
Thu, 29 Jul 2010 07:44:32 GMT+00:00
Money Marketing The new rules also give the FSA the power to impose financial penalties on people who breach short selling prohibition or disclosure rules. ...

For-Profit Education Faces New Regulations - TIME (blog)
Fri, 23 Jul 2010 22:20:08 GMT+00:00
TIME (blog) First, Eisman is a short seller who demonized the for profit industry on a national stage. The Obama administration should be investigated by the SEC for ...

CESR update to short-selling measures - Lexology (registration)
Thu, 08 Jul 2010 13:08:08 GMT+00:00
- selling measures Lexology (registration) ... to reflect the consultation underway in Portugal on changes to its short - selling regime. The Portuguese Regulator is proposing new disclosure rules, ...

New regulatory powers seem 'more intrusive' - FT Adviser
Thu, 29 Jul 2010 00:08:59 GMT+00:00
FT Adviser Areas covered within CP10/18 include short selling disclosure rules, use of new enforcement powers, financial stability information-gathering power, ...

Europe's firm opening boosts STI by 17.8 points - Business Times (subscription)
Fri, 23 Jul 2010 20:02:36 GMT+00:00
Business Times (subscription) Also of interest is an announcement yesterday that the exchange plans to start short - selling disclosure for every counter every day. ...

Speech By SEC Chairman Mary L. Schapiro: Remarks At The National Conference Of ... - Exchange News Direct
Fri, 09 Jul 2010 19:33:34 GMT+00:00
Exchange News Direct The SEC would issue a series of emergency orders prohibiting short - selling of securities of financial institutions. And the financial sector would deliver ...

Monotype Imaging Announces Second Quarter 2010 Results - MarketWatch (press release)
Fri, 30 Jul 2010 11:11:20 GMT+00:00
MarketWatch (press release) Additional disclosure regarding these and other risks faced by the company is available in the company's public filings with the Securities and Exchange ...

FSA implements new powers - MyIntroducer.com
Fri, 23 Jul 2010 10:42:03 GMT+00:00
MyIntroducer.com Use of the power to impose financial penalties or public censure on those who breach short - selling rules. - Disclosure of significant net short positions ... The FSA is adamant shorts will be outed FT Alphaville (blog) Aifa's concern at FSA's new powers FT Adviser

Norton Rose Group > Asset Management Reulation Updater - 14 July 2010 - Linex Legal (registration)
Wed, 28 Jul 2010 00:06:30 GMT+00:00
Linex Legal (registration) Highlights include: * Commission acts to improve investor protection and efficiency in the EU investment fund market * Public consultation on short selling ...

Gibson, Dunn Crutcher > The Dodd-Frank Wall Street Reform and Consumer ... - Linex Legal (registration)
Tue, 27 Jul 2010 00:10:00 GMT+00:00
Linex Legal (registration) 5. Short Sale Disclosure (Sec. 929X) 1934 Act section 13(f) is amended to require the SEC to prescribe rules providing for the public disclosure of the name ...

TEMPLE BAR INVESTMENT TRUST PLC - Half-yearly Report - Trading Markets (press release)
Wed, 28 Jul 2010 13:32:34 GMT+00:00
Trading Markets (press release) However, the Deepwater Horizon rig disaster and the consequent oil spill in the Gulf of Mexico created significant selling pressure on the shares. ...

Dodd-Frank rules changes affecting broker-dealers - Lexology (registration)
Wed, 28 Jul 2010 15:32:19 GMT+00:00
Lexology (registration) The SEC is required to adopt rules regarding public disclosure of short sale information and is provided discretionary authority to adopt rules regarding ... Financial reform bill reshapes investment adviser regulation Lexology (registration)

BEFORE THE BELL: US Stock Futures Up; Eyes On Earnings, Stress Test - Wall Street Journal
Fri, 23 Jul 2010 12:32:53 GMT+00:00
Wall Street Journal Results fell short of analysts' expectations. United Community Banks Inc.'s (UCBI) second-quarter loss widened, hurt by a charge related to selling some ...

Insurance Draws Spark Disclosure Worries - Bond Buyer
Thu, 15 Jul 2010 05:19:55 GMT+00:00
Worries Bond Buyer Issuers contend such drawdowns are not materially important and that drawing on insurance is a cost-effective means of resolving short -term liquidity ...

Noranda Income Fund Reports Second Quarter Net Earnings of $8.5 Million - PR-USA.net (press release)
Sat, 31 Jul 2010 15:59:31 GMT+00:00
PR-USA.net (press release) The board of trustees carries out its responsibility by reviewing this disclosure , principally through the audit committee, and it approves this disclosure ...

Cummins Reports Sharply Higher Second Quarter Sales and Profitability ... - MarketWatch (press release)
Tue, 27 Jul 2010 11:36:35 GMT+00:00
MarketWatch (press release) Forward-looking disclosure statement Information provided in this release that is not purely historical are forward-looking statements within the meaning of ...